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Where to find new blog entries

Monday, February 23rd, 2009

We continue to do new research on red states, purple states, and all that. For convenience, we’ll be putting all updates at our general research blog. Enjoy!

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Posted in Book, Miscellaneous | 1 Comment »

No beef with AK or HI

Wednesday, November 12th, 2008

People sometimes ask why I don’t include Alaska and Hawaii on my maps. I could, I guess; it would just make things look a little messier. And since Alaska and Hawaii aren’t swing states (and they’re not even included in many national opinion polls), I don’t bother with them. I don’t include D.C. either. I do include AK and HI in scatterplots, though (when I have data for them).

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The myth of poor Democratic performance in House races in the 2008 election

Monday, November 10th, 2008

There’s an idea going around that the Democrats turned in a disappointing performance in Congressional races this year. For example, a politically-minded friend of mine of the liberal persuasion wrote: “The election was good news, although the Democrats did not do quite as well in the Senate and House as I expected. Obama did not have very long coattails–given how anti-Republican Americans are these days.”

Some of the pros say this too; for example, Charlie Cook writes, “given the strength of the top of the ticket nationally, one might have thought that the victory would have been more vertically integrated. . . . what happened down-ballot was not proportional to what happened at the top.”

And Mickey Kaus attributes this to moderate ticket-splitters who, expecting that Obama would win, decided to support Republicans in Congress: “swing voters compensated for the bold, hopeful risk they took on Obama (including for overcoming any race prejudice) by gravitating back toward Republicans in their local Senate and House races.”

The only trouble with this theory is that it’s not supported by the data. Obama won 53% of the two-party vote, congressional Democrats averaged 56%. The average swing of 5.7% from Democratic congressional candidates in 2004 to Dems in 2008 was actually greater than the popular vote swing of 4.5% from Kerry to Obama.

Let’s look at what happened state by state. Here I’m plotting the swing in average district vote in each state, comparing the congressional elections of 2004 to those of 2008, ordering the states by Kerry’s share in 2004:

swings1.png

The horizontal blue line shows the average swing of 5.7%. The Democrats gained in nearly every state, with, unsurprisingly, some big swings in some of the small states that have only one or two congressional districts. Now let’s compare this to the state-by-state swing in the presidential vote:

swings2.png

Obama beat Kerry nearly everywhere, fairly uniformly with only a few exceptions–we knew that–but my point here is that Obama’s swings weren’t quite as large, on average, as the state congressional delegations’.

If you want, you can look at both swings at once:

swings3.png

In the states in the upper left of this graph, the Democrats improved more in the congressional than in the presidential vote; the states in the lower right are those where the Obama-Kerry swing was greater than the Democrats’ swing in House races.

There are a lot more states in the upper left than in the lower right. Each state has its own story–for example, I wouldn’t attribute Don Young’s squeaker in Alaska to Barack Obama’s coattails–but given the graphs above, I think it’s hard to make the case that, overall, the voters were saying No to the Democrats in Congress. On the contrary, congressional Democrats averaged 56% of the vote–their best showing since 1976 (and far more than the Republicans’ 52% in 1994).

Here’s the story in a map:

swingmap.png

For some historical perspective, here are the Democrats’ two-party vote share in presidential elections and average two-party vote in congressional elections since 1946:

adv.png

Presidential voting has been much more volatile than congressional voting (incumbency and all that). This makes the Democrats’ 5.7-point gain over two elections even more impressive.

Summary

I think Charlie Cook was closer to the mark when he wrote, “The political environment and momentum that Democrats seemed to have in recent months may have led to an unrealistic set of expectations. In this, perhaps we pundits share some blame.” I don’t think it makes a lot of sense to consider Obama’s 53% “enormously impressive” and congressional Democrats’ 56% a disappointment.

The data demolish the idea that voters in 2008 were pulling the lever for Barack but not for the Dems overall (not for “Nancy Pelosi,” if you will).

Notes

1. I thank John Kastellec and Jared Lander for gathering the data and sharing their thoughts.

2. I’m counting uncontested House candidates at 75% of the vote (see our earlier article for discussion of this and similar technical issues).

3. We use average district vote rather than total vote because congressional vote totals vary a lot, and we’re trying to assess national public opinion (as judged, for example, in Kaus’s quote above).

4. The Democrats won resoundingly; this means that the voters preferred them to the alternative; it does not necessarily mean the voters want the specific policies proposed by the Democrats. Recall the Democrats’ surprising lack of popular success after 1976 and the Republicans’ struggles after their 1994 sweep. 5. I’m talking about public opinion here, not campaign strategy. I’m sure that Democratic leaders were disappointed in their party’s performance in key congressional races, especially given their immense financial resources this year. At the level of public opinion, though, the Democrats in Congress outperformed Obama overall and in 38 states–and their swing beat Obama’s overall and in 32 states–so I think you’d be hard pressed to argue that the voters were balancing toward the Republicans in congressional voting. This is not to say that the voters have given the Democrats a blank check, but it really was a Democratic swing, not an Obama swing.

P.S. More graphs here.

P.P.S. Kaus replies (via blog):

I don’t understand Andrew Gelman and Matt Yglesias’ point. You don’t win the House of Representatives when you rack up a large percentage of the national “two party “Congressional vote, or when you win a large “average swing” vote on a “state-by-state” basis. You win when you win lots of actual House seats. That’s what can pass or defeat legislation. And measured by actual House seats the Democratic gains (of about 22) were a little less than expected. There is a reason for this.

My response:

1. As noted here, I think the appropriate comparison is 2004 to 2008. Obama did 4.5 percentage points better than Kerry; congressional Democrats averaged 5.7 percentage points more of the vote than their counterparts in 2004. And the Democrats gained many more than 22 House seats since 2004.

2. See my point 5 above. I’m willing to believe that the Democrats’ campaign strategy had problems, or that they underperformed in marginal districts. But, to return to Kaus’s original point about ticket splitters: “maybe there was a determined effort to apply checks and balances. By deciding to elect Obama president, more than a few voters may have opted to keep the Republican incumbent in place, just to prevent Democrats from getting carried away.” I don’t see it. If you want to talk about motivations of voters, I think it makes the most sense to look at vote shares, not just winners.

3. I don’t understand why Kaus puts “two party” and “state-by-state” in quotes. I mean, I guess I do understand, since he’s quoting me (which I appreciate), but I feel like he’s trying to say there’s something fishy about these ideas. But there’s not. “Two party” vote share just means that we exclude third parties and focus on the competition between the Democrats and Republicans. (That’s why, for example, I don’t think it makes sense to compare Obama’s 52% of the total vote to Reagan’s 50%-ish of the total vote in 1980. Reagan competed in a three-candidate race and he did much better than his main opponent, Carter.) I did my “state-by-state” analysis in order to compare Obama’s swing to congressional swings in different places.

To summarize: if the question is campaign strategy–did the Democrats do all they could’ve, or did the Republicans play a poor hand suprisingly well–then, yes, by all means, compare the election outcome to Stu Rothenberg’s and Charlie Cook’s pre-election forecasts. But if you are interested in public opinion–for example, were the voters trying to balance Obama with a more Republican congress–then I think vote swings are more informative.

I think Kaus and I could probably agree that there are two separate questions: (1) Did the voting public favor congressional Democrats (as compared to how they voted for Obama), and (2) Did the Democrats do worse in 2008 than they should have, given their lead in public opinion? I think the answer to (1) is pretty clear: the voters swung toward the Democrats in congress as well as (actually slightly more than) in presidential voting. I have no idea about (2), and I’d defer to Charlie Cook and others on this question. I’m less interested in question (2) but I agree with Kaus that such questions are important, as they affect the size of the Democrats’ majority in both houses.

P.P.P.S. Election outcome compared to anticipated seats-votes curve here.

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Posted in Miscellaneous, Polls, Voting | 23 Comments »

70,000 Assyrians

Monday, August 25th, 2008

One of my favorite instances of numeracy in literature is William Saroyan’s story, “70,000 Assyrians,” which I read in the collection, Bedside Tales. The story is typical charming early-Saroyan: it starts out with him down-and-out, waiting on line for a cheap haircut, then he converses with the barber, asking if he, like Saroyan, is Armenian. No, he replies, he’s Assyrian. Saroyan says how sad it is that the Assyrians, like the Armenians, no longer have their own country, but that they can hope for better. The barber says, sadly, that the Assyrians cannot even hope, because they have been so depleted, there are only 70,000 of them left in the world.

This is the numeracy: 70,000 is a large number, a huge number of people. It’s crowds and crowds and crowds–enough for an entire society, and then some. But not enough for a country, or not enough in a hostile part of the world where other people are busy trying to wipe you out. The idea that 70,000 is a lot, but not enough–that’s numeracy. People can be numerate with dollars–for example, $70,000 is a lot of money but it can’t buy you a nice apartment in Manhattan–but it’s my impression and others’ that people have more difficulty with other sorts of large numbers. That’s why this Saroyan story made an impression on me.

P.S. According to Wikipedia, the current population of South Ossetia is 70,000.

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"I enjoyed reading this book. I learned a lot about political misconceptions and counterintuitive properties of elections--my view of political data will never be the same."
Nassim Nicholas Taleb

"This book will help people on all sides to see politics more clearly, and it will require all of us to toss many pieces of conventional wisdom into the dustbin."
E. J. Dionne Jr

  • Hardcover: 240 pages
  • Publisher: Princeton University Press
  • Language: English
  • ISBN-10: 069113927X
  • ISBN-13: 978-0691139272

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